The Changing Regulatory Environment

Overview

The regulatory landscape

Stay ahead

Keep on top of regulatory changes and anticipate - and influence, where possible - the regulatory touch points across your operations.

Consider key principles associated with good regulation, sources, and types of regulatory risk and some of the main approaches to regulation.

Explore a range of factors - some that support compliance and others that hinder compliance.

Challenges of regulation

Learn how the volume, variety, velocity, and complexity of regulation challenges businesses of all sizes and across all sectors.

Understand where regulatory breaches can occur and information lost via increased risk of businesses information overload, departmental silos, and manual data curation.

This course provides for 2 hours of CPE credit in the Business, Management and Organization field of study.

Highlights

Key Topics

• Principles of good regulation
• Sources and types of regulatory risk
• Compliance enablers and supporters
• Exposure to regulated industries
• Consequences of noncompliance
• Barriers to compliance integration
• Internal and external reporting

Prerequisites

None

Designed For

Who Will Benefit

• CFOs, controllers, and VPs of finance
• Risk management professionals
• CPA business advisors

Objectives

Learning Outcomes

• Recognize the key characteristics of the regulatory risk landscape.
• Identify the impact that increasing regulation has on business.
• Recall important topics and conversations to be discussed regarding potential exposure to changing regulatory risk within your business.